Nettet6. jul. 2024 · CFTC fines BNP Paribas, JPMorgan for swap reporting violations Article Compliance Week BNP Paribas and JPMorgan Chase agreed to pay penalties of $6 million and $850,000, respectively, in separate settlements with the Commodity Futures Trading Commission for swap reporting violations dating back years. Welcome to … Nettet8. des. 2016 · Process Manager - Regulatory Reporting. eClerx. Oct 2024 - Mar 20241 year 6 months. Mumbai Area, India. - Lead & manage Trade Transaction Reporting for APAC (HKMA) , ESMA & CFTC. - Position & Field level reconciliation for ETD & OTC Derivatives. - Read industry literature to stay abreast on upcoming changes & …
CFTC Financial Reporting JPMorgan Chase & Co.
NettetWashington D.C., Sept. 29, 2024 —. The Securities and Exchange Commission today announced charges against J.P. Morgan Securities LLC, a broker-dealer subsidiary of … Nettet23. sep. 2024 · (Reuters) - JPMorgan Chase & Co is set to pay nearly $1 billion to resolve market manipulation investigations by U.S. authorities into its trading of metals futures and Treasury securities, a... la fitness richardson schedule
J.P. Morgan Securities Admits to Manipulative Trading in U.S.
NettetCommodity Futures Trading Commission CFTC Nettet5. jul. 2024 · JPMorgan Chase & Co will have to pay an $850,000 penalty to the U.S. Commodity Futures Trading Commission (CFTC) for allegedly failing to report certain foreign currency swaps, the regulator said ... Nettet10. apr. 2024 · Michael Cembalest Chairman of Market and Investment Strategy for J.P. Morgan Asset & Wealth Management Apr 10, 2024. Frankenstein’s Monster: banking system deposits and the unintended fallout from the Fed’s monetary experiment; commercial real estate, regional banks and the COVID occupancy shock; the wipeout … project record player